Securities Litigation
Our lawyers have substantial expertise in all facets and forms of litigation relating to capital markets and publicly traded securities. We act for investors, issuers, investment advisors, regulators, creditors, directors and officers, and other stakeholders in civil litigation and arbitration, regulatory proceedings, class actions, takeover and proxy fights, and professional discipline proceedings.
We regularly appear before the Capital Markets Tribunal (previously, OSC), British Columbia Securities Commission, Alberta Securities Commission, Manitoba Securities Commission, Financial and Consumer Affairs Authority of Saskatchewan, the Investment Industry Regulatory Organization of Canada, and other professional and industry regulators.
Our securities-related civil litigation experience includes broker-dealer liability, class actions, derivative actions, oppression claims, negligence claims, misrepresentation and fraud claims, and related matters.
Related Expertise
Recent Related Work
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Ontario Securities Commission v. Cacoeli Asset Management Inc., et. al.
CV-25-00736396-00CL
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Re Carrigan
2024 CIRO 70
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Ren v. Eastern Platinum Limited
2023 BCSC 404, 2024 BCCA 109
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Kauf v. Colt Resources Inc.
2019 ONSC 2179, 2021 ONSC 2814
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In the Matter of B
2020 ONSC 7563
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